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18 Jul 2012, 6:30 am
His firm, JHS Capital Holdings Ltd., then bought Pointe Capital Inc. in 2009 and renamed the broker-dealer JHS Capital Advisors. [read post]
18 Jul 2012, 6:30 am
His firm, JHS Capital Holdings Ltd., then bought Pointe Capital Inc. in 2009 and renamed the broker-dealer JHS Capital Advisors. [read post]
18 Jul 2012, 6:30 am
His firm, JHS Capital Holdings Ltd., then bought Pointe Capital Inc. in 2009 and renamed the broker-dealer JHS Capital Advisors. [read post]
11 Aug 2014, 5:40 am
The law offices of Gana LLP recently filed a securities arbitration on behalf of an investor against JHS Capital Advisors, LLC f/k/a Pointe Capital, Inc. [read post]
1 Dec 2006, 12:57 am
[JH]... [read post]
7 Jul 2014, 5:39 am
On June 27, 2014, Gana LLP filed a statement of claim against JHS Capital Advisors, LLC, formerly known as Pointe Capital Inc, on behalf of an Arkansas couple. [read post]
3 Aug 2007, 12:42 am
[JH]... [read post]
19 Nov 2013, 12:31 pm
Gibson Brands Inc. v. [read post]
3 Jan 2017, 7:37 am
Gibson Brands, Inc. v. [read post]
18 Jul 2012, 7:43 am
A three-member Financial Industry Regulatory Authority ("FINRA") arbitration panel has issued a $1.6 million Award in favor of customer, John Sisk, against JHS Capital Advisors, Inc., Pointe Capital, Inc. and broker Enver R. [read post]
14 Mar 2013, 10:10 am
Inc., 2013 WL 877967 (C.D. [read post]
16 Sep 2011, 7:30 am
(now known as JHS Capital Advisors, Inc.), were fined for charging excessive handling fees that greatly exceeded the cost of the handling services provided by the firms. [read post]
6 Feb 2019, 12:26 pm
(CRD #13366, expelled by FINRA on 10/9/2012), both of Uniondale, NY, and JHS Capital Advisors, Inc. [read post]
19 Jun 2015, 7:35 am
From October 2007 until April 2012, Weindling was associated with Paulson Investment Company, Inc. [read post]
5 Oct 2020, 6:50 am
His previous employers include JHS Capital Advisors, LLC (CRD#:112097), also of Massapequa, Gunnallen Financial, Inc. [read post]
27 Aug 2018, 12:03 pm
., Inc., No. 3:18-cv-00447-JPM, 2018 WL 3978364 (M.D. [read post]
20 Sep 2011, 2:02 pm
The Financial Industry Regulatory Authority (FINRA) recently announced it has fined Pointe Capital, Inc. [read post]
19 Mar 2019, 11:07 am
James Hardie Building Products Inc., 2018 WL 7272047, No. 18-cv-00447-JPM (M.D. [read post]
22 Apr 2022, 4:00 am
Conolly Contractors, Inc., No. 2:19-CV-04241-JHS (E.D. [read post]
21 May 2015, 10:26 am
JHS Security Inc., that an internal oral complaint could be sufficient to demonstrate protected activity and form the basis for a retaliation claim under the Fair Labor Standards Act (“FLSA”). [read post]
